Complete Corporate Compliance and Governance Bootcamp

سرفصل های دوره

Learn key Aspects of Governance and Corporate Compliance for Effective Risk Management | Certificate included

1. Introduction to this Program

1. Thank You & Welcome.html

2.1 Certificate in Corporate Compliance Slides.pdf

2. Introduction

2. Corporate Compliance Foundation

1. Introduction to this Module

2. Defining Compliance

3. Making Rules Stick

4. Knowing the Rules

5. Case Study Enrons Systemic Compliance Failures

6. Module Summary

7. Multiple Choice Quiz.html

3. Importance of Corporate Compliance

1. Introduction to this Module

2. Obligations are Numerous, Pervasive, and Varied

3. The Demands of a Settlement Agreement

4. The Board of Directors Has a Fiduciary Duty

5. Avoiding Reputational Harm

6. The Indispensable and Positive Value of Compliance

7. Module Summary

8. Multiple Choice Quiz.html

4. Interaction between Compliance and Risk Management

1. Introduction to this Module

2. Compliance & Risk Management

3. Risk Analysis

4. Risk Tolerance

5. Outsourcing Risk & Compliance

6. Insurance as Another Vehicle to Manage Risk

7. Module Summary

8. Multiple Choice Quiz.html

5. Compliance Governance Structures and Key Functions

1. Introduction to this Module

2. Board Oversight and its Roles

3. Board-Level Corporate Compliance Sub-Committee

4. Management Level Corporate Compliance Committee or MCCC

5. Three Lines of Defence or TLOD Model

6. Corporate Compliance Functions

7. Role of the Compliance Officer

8. Module Summary

9. Multiple Choice Quiz.html

6. Holistic Compliance Management System

1. Introduction to this Module

2. Culture of Compliance

3. Compliance Objectives

4. Compliance Risks

5. Compliance Program

6. Compliance Organization

7. Compliance Communication

8. Compliance Monitoring & Continuous Improvement

9. Module Summary

10. Multiple Choice Quiz.html

7. Key Elements of Compliance Management

1. Introduction to this Module

2. The Code of Conduct

3. Reporting Lines

4. Policies, Procedures, and Standards

5. Training

6. Information Flows

7. Compliance & Branding

8. Communications with Business Partners

9. Monitoring & Screening

10. Module Summary

11. Multiple Choice Quiz.html

8. Dealing With Non-Compliance

1. Introduction to this Module

2. What is Non-Compliance

3. Key Principles when Dealing with Non-Compliance

4. Senior Response Team

5. Reporting and Other Communication

6. Enforcing Discipline

7. Lessons Learned and Root Cause Analysis

8. Module Summary

9. Multiple Choice Quiz.html

9. Completing this Program

1. Course Summary

139,000 تومان

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تولید کننده: Udemy